Gedocumenteerde handhaving, gedragskwesties en voor traders relevante gebeurtenissen. Elk rapport scheidt de onderbouwde feiten, het standpunt van de betrokken partij en de huidige uitkomst.
Plus500
On 1 February 2021 the FCA warned that an unauthorised clone was targeting UK consumers while claiming to be authorised. The FCA stated the genuine firm, Plus500UK Ltd (FRN 509909), had no association with the clone. The warning record remains published.
Lees incidentrapport → (EN)Eightcap
ASIC reported on 9 November 2023 that Eightcap Pty Ltd was one of seven CFD issuers that self-reported breaches of leverage limits and cooperated with a 2023 review of compensation payments. Collective figures across all seven issuers are published; no Eightcap-specific amount is disclosed.
Lees incidentrapport → (EN)TMGM
On 23 May 2024 ASIC made two interim stop orders restricting Trademax Australia Limited from opening retail trading accounts or dealing in CFDs and margin FX. The orders were extended on 13 June 2024 and lifted from 25 June 2024.
Lees incidentrapport → (EN)XTB
On 28 August 2026, Poland's KNF issued a final administrative decision upholding the PLN 20 million fine imposed on XTB S.A. on 30 March 2026. The findings concerned appropriateness checks, product governance, conflicts analysis and CFD-risk information. This establishes the administrative outcome; it does not establish the outcome of any judicial review.
Lees incidentrapport →eToro
eToro USA LLC betaalde op 12 september 2024 $1,5 mln. na SEC-aanklachten over niet-geregistreerde broker- en clearingactiviteiten voor cryptoactiva.
Lees incidentrapport →Robinhood
FINRA beboette Robinhood Financial en Robinhood Securities op 7 maart 2025 met $26 mln. Robinhood Financial betaalt $3,75 mln. aan bepaalde klanten.
Lees incidentrapport →Interactive Brokers
Interactive Brokers stemde op 29 september 2023 in met $55 mln. aan SEC- en CFTC-boetes voor gebrekkige archivering en toezicht op personeelsberichten.
Lees incidentrapport →