Mesures réglementaires, problèmes de conduite et événements ayant un impact sur les traders, documentés. Chaque rapport distingue les faits sourcés, la position du sujet et l’issue actuelle.
Plus500
On 1 February 2021 the FCA warned that an unauthorised clone was targeting UK consumers while claiming to be authorised. The FCA stated the genuine firm, Plus500UK Ltd (FRN 509909), had no association with the clone. The warning record remains published.
Lire le rapport d’incident → (EN)Eightcap
ASIC reported on 9 November 2023 that Eightcap Pty Ltd was one of seven CFD issuers that self-reported breaches of leverage limits and cooperated with a 2023 review of compensation payments. Collective figures across all seven issuers are published; no Eightcap-specific amount is disclosed.
Lire le rapport d’incident → (EN)TMGM
On 23 May 2024 ASIC made two interim stop orders restricting Trademax Australia Limited from opening retail trading accounts or dealing in CFDs and margin FX. The orders were extended on 13 June 2024 and lifted from 25 June 2024.
Lire le rapport d’incident → (EN)XTB
On 28 August 2026, Poland's KNF issued a final administrative decision upholding the PLN 20 million fine imposed on XTB S.A. on 30 March 2026. The findings concerned appropriateness checks, product governance, conflicts analysis and CFD-risk information. This establishes the administrative outcome; it does not establish the outcome of any judicial review.
Lire le rapport d’incident →eToro
Le 12 septembre 2024, eToro USA a accepté 1,5 M$ d’amende SEC pour une activité crypto non enregistrée de courtier et d’agence de compensation.
Lire le rapport d’incident →Robinhood
Le 7 mars 2025, la FINRA a infligé 26 M$ d’amende à Robinhood Financial et Securities et ordonné 3,75 M$ de restitution à certains clients.
Lire le rapport d’incident →Interactive Brokers
Le 29 septembre 2023, Interactive Brokers a accepté 55 M$ de sanctions SEC/CFTC pour des défauts d’archivage et de supervision de messages hors canal.
Lire le rapport d’incident →